Compulsory employee training Post author By Nadine Sangwa Post date August 31, 2023 No Comments on Compulsory employee training All employees training Welcome to Compulsory employee training quiz Name Enter your email address 1. What are the common steps of money laundering? Please select your answer a) Placement, bribery, and integration. b) Counterfeit, bribery, and integration. c) Placement, layering, and integration. 2. Who is responsible for reporting AML / CFT suspects in SPENN? Please select your answer a) Employees responsible for KYC and transaction monitoring. b) Every employee, consultant or partner who acts on behalf of SPENN. c) The Legal Department. 3. Whom should I tell about the suspicion of AML / CFT? Please select your answer a) The police b) The central financial authority. c) SPENN’s Compliance Department. 4. Who is responsible for disclosure for reporting AML/CFT to the relevant authorities? Please select your answer a) Every employee, consultant or partner who acts on behalf of SPENN. b) The Head of Compliance. c) Employees responsible for KYC and transaction monitoring. 5. What is NOT an example of a Politically Exposed Person (PEP)? Please select your answer a) An international artist. b) A former head of state. c) The prime minister’s spouse. 6. What is a key indicator of potential illicit customer behaviour? Please select your answer a) The amount or frequency of transactions. b) The known business of the customer. c) All of them. 7. What should be considered to decide on the extension of Customer Due Diligence measures for a particular user? Please select your answer a) The number of members in a customer’s family. b) The product hired by the customer. c) Both 8. Should I report subsequent suspicious events in case of a previously reported and/or investigated customer? Please select your answer a) Yes. Every new suspicion might require a new investigation. b) No. Once a customer was reported the customer will be on the blacklist forever. 9. How long do we retain customer information? Please select your answer a) For 20 years. b) For 3 years. c) For 10 years. 10. Is it safe to report suspicion or knowledge of AML/CFT? Please select your answer a) Only if I have a good relationship with my manager. b) Yes, SPENN is committed to compliance with AML/CFT rules and protects and supports reporting employees. c) Yes, as far as my report leads uncover a criminal organisation. Please fill in the comment box below. Time's up ← Quality Assurance Tips Leave a Reply Cancel replyYour email address will not be published. Required fields are marked *Comment * Name * Email * Website Save my name, email, and website in this browser for the next time I comment.