Initial Training – Legal Post author By Nadine Sangwa Post date March 30, 2023 No Comments on Initial Training – Legal Anti-Bribery and corruption Policy > Public Trading Company Welcome to Initial Training - Legal quiz Name Email 1. What are the general principles leading to a Listed Company? Please select your answer a) Establishing processes, Act with integrity, Confidentiality requirements, Reporting and Inside information. b) Act with integrity, Confidentiality requirements, Establishing processes and Reporting requirements. c) Abuse market, Establishing process, Act with integrity, Confidentiality requirements and Reporting requirements. 2. If you are an employee and buy a lot of shares before the word gets out, If you want to sell the shares before it becomes worthless… Please select your answer a) This is strictly illegal. b) This is legal. c) This is patriatism. 3. Which rule does not apply to you as an Insider. Please select your answer a) You must not trade in SPENN securities within 30 days. b) You must notify persons closely associated to you. c) You must trade based on Inside information. 4. How can you identify Inside information if you are an Insider. Please select your answer a) If the information is specific enough. b) If the information is more generic. c) If the information will not affect the share price. 5. Is NDA (Non-Disclosure Agreement) important? Please select your answer a) Yes b) No c) All of the above, 6. Examples of Inside information Please select your answer a) Major financial or customer losses, Auditors report and Old licences. b) Business acquisition, New licence, Substantial change to operation. c) Sales report, Auditors report and Customers losses. 7. What is on the Inside cannot get on the outside until it is time. Please select your answer a) Yes b) No c) Sometimes. Please fill in the comment box below. Time's up ← Initial Training – Internal Control → Initial Training – HR Module Leave a Reply Cancel replyYour email address will not be published. Required fields are marked *Comment * Name * Email * Website Save my name, email, and website in this browser for the next time I comment.